Intern Compliance Consulting

Type: Intern
Region: London

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients claritynot just answersin all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another. As part of One team, One Kroll, youll contribute to a supportive and collaborative work environment that empowers you to excel.

Our Regulatory Consulting and Compliance Consulting practices help firms deliver on a wide range of professional service engagements to ensure their systems and controls are working effectively. These include matters relating to financial crime, compliance risk management, regulatory readiness, compliance monitoring and regulatory reporting. We also support the set-up of firms, helping them obtain their initial authorisation and provide them with ongoing compliance advice so they can navigate a rapidly changing regulatory landscape. Our work ranges from large one-off projects

In this role you will develop a detailed knowledge of both UK and US regulatory requirements and gain exposure a wide range of financial services firms. Kroll operates in the wholesale sector supporting investment managers, brokers and corporate finance advises as well as the retail sector supporting banks, mortgage lenders and more.

At Kroll, your work will help deliver clarity to our clients most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

RESPONSIBILITIES:

  • Participate in a wide range of regulatory projects which may include financial crime/AML advisory projects, compliance, risk management and governance reviews, skilled person reviews, regulatory due diligence reviews and more
  • Assist the team in supporting our retained clients through compliance monitoring visits, drafting client reports and helping firms understand how regulatory rules apply to their business
  • Assisting in the project management of regulatory applications to the FCA, SEC and CFTC
  • Assisting with our regulatory hosting business including client take-on and background checks
  • Conduct research and draft advice on UK and other applicable regulations
  • Support with management of day-to-day client relationships and project management activities
  • Training in regulations applicable to the UK regulatory environment, and more globally when required
  • Drafting compliance manuals and other compliance documentation for clients
  • Establishing clients compliance infrastructure
  • Potential for secondments and project work with clients
  • Managing internal regulatory reporting schedules
  • Attendance at internal and external seminars, developing your networking skills

REQUIREMENTS:

  • Studying a related degree such as economics, business studies, mathematics, law etc.
  • An interest in/awareness of current issues facing the financial services industry
  • Strong oral and written communication skills with experience presenting
  • Collaborative and cooperative working style with the ability to work within a range of team sizes
  • Enthusiasm and flexibility
  • Ability to prioritise and juggle conflicting tasks successfully, responding positively to pressure
  • Strong, diligent work ethic and attention to detail and judgement focused decision making
  • Intellectually rigorous and curious with a demonstrated growth mindset

In order to be considered for a position, you must formally apply via careers.kroll.com.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

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